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When a database receives a flood of new data—perhaps from a viral product launch, a data migration, or a successful marketing campaign—the hash index must grow without grinding operations to a halt. Growth handling is the set of algorithms and strategies that enable this graceful expansion.
Consider the challenge: a hash index with 1,000 buckets is receiving 10,000 new records per second. If every bucket overflow required global reorganization, the system would spend more time restructuring itself than serving queries. Instead, dynamic hashing systems use sophisticated techniques to localize growth, amortize costs, and maintain query performance even during rapid expansion.
By the end of this page, you will master the complete mechanics of growth handling in dynamic hashing—from detecting overflow conditions through executing bucket splits to maintaining index integrity. You'll understand both Extendible Hashing's directory-based approach and Linear Hashing's round-robin strategy, including their trade-offs and implementation details.
Before growth can occur, the system must detect that growth is needed. This detection happens at different levels depending on the hashing scheme.
Bucket-Level Detection:
The most direct approach monitors individual buckets. When an insertion would exceed bucket capacity, growth is triggered. This is the primary mechanism in Extendible Hashing:
1. Compute hash(key) to find target bucket
2. Attempt to insert into bucket
3. If bucket is full:
- Trigger bucket split
- Redistribute records based on additional hash bits
- Complete the original insertion
Global-Level Detection:
Linear Hashing uses a global metric—the load factor—to trigger growth. The load factor is the ratio of total records to total buckets:
Load Factor = N / B
where N = total records, B = total buckets
When the load factor exceeds a threshold (typically 0.75-0.85), a split is triggered regardless of which bucket overflowed.
| Scheme | Metric | Trigger | Advantages | Drawbacks |
|---|---|---|---|---|
| Extendible | Bucket fullness | Individual bucket overflow | Splits only when necessary | May cause uneven bucket sizes |
| Linear | Global load factor | Threshold exceeded | Predictable growth pattern | May split non-full buckets |
| Hybrid | Both metrics | Either condition met | Balances local/global | More complex implementation |
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class OverflowDetector: """ Overflow detection strategies for dynamic hashing. Production systems combine multiple strategies: 1. Hard overflow: Bucket physically cannot hold more 2. Soft overflow: Performance threshold exceeded 3. Load factor: Global capacity threshold """ def __init__(self, bucket_capacity: int = 100, load_factor_threshold: float = 0.75, overflow_chain_limit: int = 3): self.bucket_capacity = bucket_capacity self.load_factor_threshold = load_factor_threshold self.overflow_chain_limit = overflow_chain_limit def check_bucket_overflow(self, bucket_record_count: int) -> bool: """ Check if a bucket has exceeded capacity. Used by Extendible Hashing to trigger immediate splits. """ return bucket_record_count >= self.bucket_capacity def check_load_factor(self, total_records: int, total_buckets: int) -> bool: """ Check if global load factor exceeds threshold. Used by Linear Hashing to trigger round-robin splits. """ if total_buckets == 0: return True # Must grow if no buckets load_factor = total_records / total_buckets return load_factor > self.load_factor_threshold def check_overflow_chain(self, overflow_page_count: int) -> bool: """ Check if overflow chain is too long. Long chains indicate poor distribution or undersized index. """ return overflow_page_count >= self.overflow_chain_limit def recommend_action(self, bucket_count: int, bucket_overflow: bool, total_records: int, total_buckets: int) -> str: """ Recommend growth action based on current state. Returns one of: - 'none': No action needed - 'split': Split overflowing bucket - 'expand': Expand hash table (add buckets) - 'reorganize': Full reorganization needed """ load_factor_exceeded = self.check_load_factor(total_records, total_buckets) if bucket_overflow and load_factor_exceeded: return 'expand' # Both signals indicate growth needed elif bucket_overflow: return 'split' # Local hotspot, split this bucket elif load_factor_exceeded: return 'expand' # Preventive expansion else: return 'none' # Example usage demonstrating detection scenariosdetector = OverflowDetector(bucket_capacity=100, load_factor_threshold=0.8) # Scenario 1: Single bucket overflow, low global loadprint(detector.recommend_action( bucket_count=95, # 95 records in one bucket bucket_overflow=False, total_records=5000, total_buckets=100)) # Output: 'none' (load factor = 0.5, bucket not overflowing) # Scenario 2: Bucket overflow triggeredprint(detector.recommend_action( bucket_count=100, # Full bucket bucket_overflow=True, total_records=5000, total_buckets=100)) # Output: 'split' (bucket overflow, but global load ok) # Scenario 3: High global loadprint(detector.recommend_action( bucket_count=80, bucket_overflow=False, total_records=8500, total_buckets=100)) # Output: 'expand' (load factor = 0.85 > 0.8)The bucket split is the fundamental growth operation in dynamic hashing. When a bucket overflows, it divides into two buckets, each taking a portion of the original records based on an additional bit of the hash value.
The Split Algorithm:
Consider a bucket addressed by the k-bit hash prefix P. After splitting:
P0 stay in the original bucketP1 move to a new bucketThis is remarkably elegant—no rehashing of keys is required. We simply examine one more bit of the existing hash values to determine record placement.
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from typing import List, Tuple, NamedTuplefrom dataclasses import dataclass, field @dataclassclass HashRecord: """A record in the hash index.""" key: str hash_value: int # Full 32-bit hash data_pointer: int # Pointer to actual data @dataclassclass Bucket: """A hash bucket that can be split.""" id: int local_depth: int # How many bits of hash we use records: List[HashRecord] = field(default_factory=list) capacity: int = 100 def is_full(self) -> bool: return len(self.records) >= self.capacity def get_prefix(self) -> int: """Get the hash prefix that addresses this bucket.""" # In practice, this comes from the directory # For demonstration, we derive it from the first record if self.records: return self._extract_prefix(self.records[0].hash_value) return 0 def _extract_prefix(self, hash_value: int, depth: int = None) -> int: """Extract the prefix bits from a hash value.""" if depth is None: depth = self.local_depth if depth == 0: return 0 shift = 32 - depth return hash_value >> shift class BucketSplitter: """ Implements the bucket split algorithm for dynamic hashing. The split operation is the heart of dynamic hashing growth. It takes one overflowing bucket and produces two buckets, redistributing records based on an additional hash bit. """ def split_bucket(self, bucket: Bucket, next_bucket_id: int) -> Tuple[Bucket, Bucket]: """ Split a bucket into two based on the next hash bit. Args: bucket: The overflowing bucket to split next_bucket_id: ID to assign to the new bucket Returns: Tuple of (bucket_0, bucket_1) - the two resulting buckets """ new_depth = bucket.local_depth + 1 # Create two new buckets with increased depth bucket_0 = Bucket( id=bucket.id, # Original bucket keeps its ID local_depth=new_depth, records=[], capacity=bucket.capacity ) bucket_1 = Bucket( id=next_bucket_id, # New bucket gets new ID local_depth=new_depth, records=[], capacity=bucket.capacity ) # Redistribute records based on the new bit for record in bucket.records: # Extract the bit at position 'new_depth' # This is the leftmost bit we haven't examined yet bit_position = 32 - new_depth distinguishing_bit = (record.hash_value >> bit_position) & 1 if distinguishing_bit == 0: bucket_0.records.append(record) else: bucket_1.records.append(record) # Log the split statistics print(f"Split bucket {bucket.id} (depth {bucket.local_depth} -> {new_depth})") print(f" Original records: {len(bucket.records)}") print(f" Bucket 0 records: {len(bucket_0.records)}") print(f" Bucket 1 records: {len(bucket_1.records)}") return bucket_0, bucket_1 def validate_split(self, original: Bucket, result_0: Bucket, result_1: Bucket) -> bool: """ Validate that a split preserved all records correctly. This is crucial for correctness - no records can be lost or duplicated during a split. """ original_keys = set(r.key for r in original.records) result_keys = set(r.key for r in result_0.records) | set(r.key for r in result_1.records) if original_keys != result_keys: missing = original_keys - result_keys extra = result_keys - original_keys print(f"ERROR: Split validation failed!") print(f" Missing keys: {missing}") print(f" Extra keys: {extra}") return False # Also verify no duplicates count_0 = len(result_0.records) count_1 = len(result_1.records) if count_0 + count_1 != len(original.records): print(f"ERROR: Record count mismatch!") return False return True # Demonstration of bucket splittingdef demonstrate_split(): """Show how bucket splitting redistributes records.""" # Create a bucket with records bucket = Bucket(id=0, local_depth=2, capacity=4) # Add records with known hash values # Hash values designed to show split behavior: # Depth 2 prefix: all start with "01" (binary) # Depth 3 will split on the 3rd bit test_records = [ # These will go to bucket_0 (3rd bit = 0): prefix 010 HashRecord("key_a", 0b01001111_00000000_00000000_00000000, 1001), HashRecord("key_b", 0b01011111_00000000_00000000_00000000, 1002), # These will go to bucket_1 (3rd bit = 1): prefix 011 HashRecord("key_c", 0b01101111_00000000_00000000_00000000, 1003), HashRecord("key_d", 0b01111111_00000000_00000000_00000000, 1004), ] for record in test_records: bucket.records.append(record) # Perform the split splitter = BucketSplitter() bucket_0, bucket_1 = splitter.split_bucket(bucket, next_bucket_id=1) # Validate assert splitter.validate_split(bucket, bucket_0, bucket_1) print(f"\nBucket 0 contains: {[r.key for r in bucket_0.records]}") print(f"Bucket 1 contains: {[r.key for r in bucket_1.records]}") # Output: # Split bucket 0 (depth 2 -> 3) # Original records: 4 # Bucket 0 records: 2 # Bucket 1 records: 2 # Bucket 0 contains: ['key_a', 'key_b'] # Bucket 1 contains: ['key_c', 'key_d'] demonstrate_split()A split might not evenly distribute records. If all records happen to have the same value for the distinguishing bit, one bucket gets everything and the other is empty. This triggers an immediate second split (or more) until records separate. Poorly designed hash functions exacerbate this problem.
Extendible Hashing uses a directory structure to map hash prefixes to buckets. This directory enables flexible growth where not all buckets need the same depth.
The Directory Structure:
The directory is an array of 2^d bucket pointers, where d is the global depth. Each directory entry points to a bucket. Multiple directory entries can point to the same bucket when that bucket uses fewer bits than the global depth.
Growth via Directory Doubling:
When a bucket with local depth equal to global depth overflows:
When a bucket with local depth less than global depth overflows:
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from typing import List, Dict, Optionalfrom dataclasses import dataclass, field @dataclassclass ExtendibleBucket: """Bucket for Extendible Hashing with local depth tracking.""" id: int local_depth: int records: List[tuple] = field(default_factory=list) # (key, hash_value, data_ptr) capacity: int = 4 class ExtendibleHashIndex: """ Extendible Hashing implementation demonstrating growth handling. Key concepts: - Global depth: Number of bits used by directory - Local depth: Number of bits used by each bucket - Directory: 2^global_depth pointers to buckets - Multiple directory entries can point to same bucket """ def __init__(self, initial_depth: int = 1, bucket_capacity: int = 4): self.global_depth = initial_depth self.bucket_capacity = bucket_capacity self.next_bucket_id = 0 # Initialize directory with 2^depth entries self.directory: List[ExtendibleBucket] = [] self._initialize_directory() def _initialize_directory(self): """Create initial directory with one bucket per entry.""" num_entries = 2 ** self.global_depth # Initially, each entry points to its own bucket # In practice, we might start with fewer buckets for i in range(num_entries): bucket = ExtendibleBucket( id=self.next_bucket_id, local_depth=self.global_depth, capacity=self.bucket_capacity ) self.next_bucket_id += 1 self.directory.append(bucket) def _get_directory_index(self, hash_value: int) -> int: """Map hash value to directory index using global depth bits.""" shift = 32 - self.global_depth return hash_value >> shift def insert(self, key: str, hash_value: int, data_ptr: int): """ Insert a record, handling bucket overflow with splits. This is where growth handling happens: 1. Find target bucket 2. If bucket full, split (possibly doubling directory) 3. Retry insertion """ while True: idx = self._get_directory_index(hash_value) bucket = self.directory[idx] if len(bucket.records) < bucket.capacity: bucket.records.append((key, hash_value, data_ptr)) return # Bucket is full - must split self._handle_overflow(idx, bucket) # Loop to retry insertion after split def _handle_overflow(self, dir_index: int, bucket: ExtendibleBucket): """ Handle bucket overflow through splitting. Two cases: 1. local_depth < global_depth: Split bucket, update pointers 2. local_depth == global_depth: Double directory first, then split """ print(f"\n>>> Handling overflow in bucket {bucket.id}") print(f" Global depth: {self.global_depth}, Local depth: {bucket.local_depth}") if bucket.local_depth == self.global_depth: # Must double directory first self._double_directory() # Now split the bucket self._split_bucket(bucket) def _double_directory(self): """ Double the directory size by increasing global depth. Each existing entry is duplicated. The entry at index i is copied to index 2i and 2i+1. Both point to same bucket until a split happens. """ old_size = len(self.directory) self.global_depth += 1 print(f" Doubling directory: {old_size} -> {old_size * 2} entries") # Create new directory with doubled size new_directory = [] for bucket in self.directory: # Each bucket now has two directory entries new_directory.append(bucket) new_directory.append(bucket) self.directory = new_directory def _split_bucket(self, bucket: ExtendibleBucket): """ Split a bucket into two based on the next hash bit. Steps: 1. Create new bucket with increased local depth 2. Redistribute records based on distinguishing bit 3. Update directory entries to point to correct bucket """ new_depth = bucket.local_depth + 1 # Create new bucket new_bucket = ExtendibleBucket( id=self.next_bucket_id, local_depth=new_depth, capacity=self.bucket_capacity ) self.next_bucket_id += 1 # Update original bucket's depth old_local_depth = bucket.local_depth bucket.local_depth = new_depth # Redistribute records records_to_redistribute = bucket.records[:] bucket.records = [] for key, hash_val, data_ptr in records_to_redistribute: # Check the distinguishing bit bit_position = 32 - new_depth distinguishing_bit = (hash_val >> bit_position) & 1 if distinguishing_bit == 0: bucket.records.append((key, hash_val, data_ptr)) else: new_bucket.records.append((key, hash_val, data_ptr)) print(f" Split bucket {bucket.id}: {len(records_to_redistribute)} records") print(f" -> Bucket {bucket.id}: {len(bucket.records)} records") print(f" -> Bucket {new_bucket.id}: {len(new_bucket.records)} records") # Update directory entries self._update_directory_pointers(bucket, new_bucket, old_local_depth) def _update_directory_pointers(self, bucket: ExtendibleBucket, new_bucket: ExtendibleBucket, old_depth: int): """ Update directory entries after a split. Find all entries that pointed to the old bucket and update half of them to point to the new bucket. """ for i in range(len(self.directory)): if self.directory[i].id == bucket.id: # Check if this entry should point to new bucket # Based on the bit at the new depth position bit_position = 32 - bucket.local_depth entry_prefix = i << (32 - self.global_depth) distinguishing_bit = (entry_prefix >> bit_position) & 1 if distinguishing_bit == 1: self.directory[i] = new_bucket def display_state(self): """Display current state of the hash index.""" print(f"\n=== Extendible Hash Index State ===") print(f"Global depth: {self.global_depth}") print(f"Directory size: {len(self.directory)}") print(f"\nDirectory entries:") seen_buckets = set() for i, bucket in enumerate(self.directory): prefix = format(i, f'0{self.global_depth}b') if bucket.id not in seen_buckets: print(f" [{prefix}] -> Bucket {bucket.id} (depth={bucket.local_depth}, records={len(bucket.records)})") seen_buckets.add(bucket.id) else: print(f" [{prefix}] -> Bucket {bucket.id} (shared)") # Demonstrationdef demonstrate_extendible_growth(): """Show how Extendible Hashing grows with insertions.""" index = ExtendibleHashIndex(initial_depth=1, bucket_capacity=2) print("Initial state:") index.display_state() # Insert records that will cause splits test_data = [ ("emp1", 0b00101010_11001100_11110000_10101010), # prefix 0 ("emp2", 0b00110011_01010101_00001111_01010101), # prefix 0 ("emp3", 0b01010101_10101010_11110000_11001100), # prefix 0 (overflow!) ("emp4", 0b10101010_00110011_00001111_10101010), # prefix 1 ("emp5", 0b11001100_11110000_10101010_01010101), # prefix 1 ] for key, hash_val in test_data: print(f"\nInserting {key} (hash prefix: {format(hash_val >> 30, '02b')})") index.insert(key, hash_val, id(key)) print("\nFinal state:") index.display_state() demonstrate_extendible_growth()A key insight of Extendible Hashing: when the directory doubles, the number of buckets doesn't necessarily double. Only the overflowing bucket splits. Other buckets simply have more directory entries pointing to them. This minimizes data movement during growth.
Linear Hashing takes a fundamentally different approach to growth. Instead of a directory, it uses a split pointer that cycles through buckets in order, splitting them one at a time regardless of which bucket overflowed.
The Split Pointer Mechanism:
Linear Hashing maintains:
When a split is triggered:
This creates perfectly even growth—every bucket gets split exactly once per level.
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from typing import List, Optionalfrom dataclasses import dataclass, field @dataclassclass LinearBucket: """Bucket for Linear Hashing.""" records: List[tuple] = field(default_factory=list) # (key, hash_value, data_ptr) overflow: Optional['LinearBucket'] = None # Overflow chain capacity: int = 4 def add(self, record: tuple) -> bool: """Add record, using overflow chain if needed.""" if len(self.records) < self.capacity: self.records.append(record) return True # Add to overflow chain if self.overflow is None: self.overflow = LinearBucket(capacity=self.capacity) return self.overflow.add(record) def get_all_records(self) -> List[tuple]: """Get all records including overflow chain.""" result = self.records[:] if self.overflow: result.extend(self.overflow.get_all_records()) return result def clear(self): """Clear all records including overflow.""" self.records = [] self.overflow = None class LinearHashIndex: """ Linear Hashing implementation demonstrating growth handling. Key characteristics: - No directory structure (space efficient) - Predictable, round-robin bucket expansion - Two hash functions active during expansion - Overflow chains for temporary capacity """ def __init__(self, initial_buckets: int = 4, bucket_capacity: int = 4, load_factor_threshold: float = 0.75): # Initial state: 2^level buckets self.level = 0 while (1 << self.level) < initial_buckets: self.level += 1 initial_count = 1 << self.level # 2^level self.buckets: List[LinearBucket] = [ LinearBucket(capacity=bucket_capacity) for _ in range(initial_count) ] self.split_pointer = 0 # Next bucket to split self.bucket_capacity = bucket_capacity self.load_threshold = load_factor_threshold self.total_records = 0 def _hash_level(self, hash_value: int, level: int) -> int: """Compute hash at given level: hash mod 2^level.""" return hash_value & ((1 << level) - 1) def _get_bucket_index(self, hash_value: int) -> int: """ Determine which bucket a key belongs to. Linear Hashing uses two hash functions during expansion: - h_L: For buckets not yet split this round - h_{L+1}: For buckets already split this round """ # First, try hash at current level idx = self._hash_level(hash_value, self.level) if idx < self.split_pointer: # This bucket has been split - use next level hash idx = self._hash_level(hash_value, self.level + 1) return idx def _current_load_factor(self) -> float: """Calculate current load factor.""" return self.total_records / len(self.buckets) def insert(self, key: str, hash_value: int, data_ptr: int): """ Insert a record, triggering split if load factor exceeded. Unlike Extendible Hashing, the split happens to the bucket at split_pointer, not necessarily the bucket we're inserting into. """ # Find bucket and insert idx = self._get_bucket_index(hash_value) self.buckets[idx].add((key, hash_value, data_ptr)) self.total_records += 1 # Check if split needed based on load factor if self._current_load_factor() > self.load_threshold: self._split_next_bucket() def _split_next_bucket(self): """ Split the bucket at split_pointer (round-robin). This is the distinctive feature of Linear Hashing: splits happen in order, not based on which bucket overflowed. """ bucket_to_split = self.split_pointer old_bucket = self.buckets[bucket_to_split] # Calculate the new bucket index # New bucket will have index: split_pointer + 2^level new_bucket_idx = self.split_pointer + (1 << self.level) print(f"\n>>> Linear Hashing split") print(f" Level: {self.level}, Split pointer: {self.split_pointer}") print(f" Splitting bucket {bucket_to_split} into {bucket_to_split} and {new_bucket_idx}") # Create new bucket new_bucket = LinearBucket(capacity=self.bucket_capacity) self.buckets.append(new_bucket) # Redistribute records all_records = old_bucket.get_all_records() old_bucket.clear() for key, hash_val, data_ptr in all_records: # Use next-level hash to determine placement new_idx = self._hash_level(hash_val, self.level + 1) if new_idx == bucket_to_split: old_bucket.add((key, hash_val, data_ptr)) else: # new_idx == new_bucket_idx new_bucket.add((key, hash_val, data_ptr)) print(f" Records: {len(all_records)} -> {len(old_bucket.get_all_records())} + {len(new_bucket.get_all_records())}") # Advance split pointer self.split_pointer += 1 # Check if round is complete if self.split_pointer >= (1 << self.level): print(f" Round complete! Advancing level {self.level} -> {self.level + 1}") self.level += 1 self.split_pointer = 0 def display_state(self): """Display current state of the hash index.""" print(f"\n=== Linear Hash Index State ===") print(f"Level: {self.level}, Split pointer: {self.split_pointer}") print(f"Buckets: {len(self.buckets)}, Records: {self.total_records}") print(f"Load factor: {self._current_load_factor():.2f}") print(f"\nBucket contents:") for i, bucket in enumerate(self.buckets): records = bucket.get_all_records() status = "(already split)" if i < self.split_pointer else "(pending split)" print(f" Bucket {i} {status}: {len(records)} records") # Demonstrationdef demonstrate_linear_growth(): """Show how Linear Hashing grows with insertions.""" # Start with 2 buckets (level 1), capacity 2 index = LinearHashIndex(initial_buckets=2, bucket_capacity=2, load_factor_threshold=0.7) print("Initial state:") index.display_state() # Insert records import random random.seed(42) for i in range(10): key = f"key_{i}" hash_val = random.getrandbits(32) print(f"\nInserting {key}") index.insert(key, hash_val, i) print("\nFinal state:") index.display_state() demonstrate_linear_growth()Because Linear Hashing may split a bucket other than the one that overflowed, it must support overflow chains. These chains are temporary—the overflowing bucket will eventually be split when the pointer reaches it. This is acceptable because chain length is bounded by the time until the pointer cycles around.
Both Extendible and Linear Hashing achieve dynamic growth, but their strategies have distinct trade-offs:
| Aspect | Extendible Hashing | Linear Hashing |
|---|---|---|
| Trigger | Bucket overflow | Load factor threshold |
| Split target | Overflowing bucket | Next bucket in sequence |
| Directory | Required (2^d entries) | Not needed |
| Overflow chains | None (split eliminates) | Temporary (until split) |
| Lookup complexity | O(1) always | O(1) average, O(chain) worst |
| Space overhead | Directory (can be large) | Minimal |
| Split frequency | Only when needed | At regular intervals |
| Best for | Skewed distributions | Uniform distributions |
Choosing Between Strategies:
Use Extendible Hashing when lookup performance is critical and directory memory is acceptable. It handles skewed data better because only hot buckets split.
Use Linear Hashing when memory is constrained or concurrency requirements are demanding. Its predictable growth pattern simplifies implementation.
Use hybrid approaches in production systems that need the best of both—PostgreSQL's hash indexes, for instance, use variations that combine features of both schemes.
Not all splits are successful on the first attempt. Cascading splits occur when a bucket split doesn't adequately distribute records, requiring immediate additional splits.
The Degenerate Case:
Imagine inserting records where the hash function produces values with many leading zeros:
hash("key1") = 0b00000001_...
hash("key2") = 0b00000010_...
hash("key3") = 0b00000001_...
hash("key4") = 0b00000011_...
At depth 1, all records go to bucket 0. After splitting (depth 2), records still share prefix 00. This triggers another split. The process continues until records finally separate—potentially requiring many consecutive splits.
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def demonstrate_cascading_splits(): """ Show how poor hash distribution causes cascading splits. This is a pathological case that well-designed hash functions avoid, but it illustrates why hash function quality matters. """ # Records with hash values sharing many prefix bits # All start with 0b00000000 (8 leading zeros) pathological_records = [ ("user_001", 0b00000000_11111111_00001111_10101010), ("user_002", 0b00000000_11110000_00001111_10101010), ("user_003", 0b00000000_11001100_00001111_10101010), ("user_004", 0b00000000_10101010_00001111_10101010), ("user_005", 0b00000000_01010101_00001111_10101010), ] bucket_capacity = 2 print("Demonstrating cascading splits with pathological data") print(f"Bucket capacity: {bucket_capacity}") print(f"Records to insert: {len(pathological_records)}") print() def count_shared_prefix_bits(records): """Count how many prefix bits all records share.""" if not records: return 32 # XOR all hash values - shared bits will be 0 reference = records[0][1] xor_result = 0 for _, hash_val in records: xor_result |= (reference ^ hash_val) # Count leading zeros in xor_result shared = 0 for bit in range(31, -1, -1): if (xor_result >> bit) & 1: break shared += 1 return shared shared_bits = count_shared_prefix_bits(pathological_records) print(f"All records share {shared_bits} prefix bits") print(f"First split will occur at depth 1") print(f"Minimum depth for separation: {shared_bits + 1}") print() # Simulate splits depth = 1 bucket_records = pathological_records[:] while len(bucket_records) > bucket_capacity: print(f"Depth {depth}: Bucket has {len(bucket_records)} records (capacity {bucket_capacity})") print(f" -> Splitting at depth {depth}") # Split based on bit at current depth bucket_0 = [] bucket_1 = [] bit_position = 32 - depth for key, hash_val in bucket_records: bit = (hash_val >> bit_position) & 1 if bit == 0: bucket_0.append((key, hash_val)) else: bucket_1.append((key, hash_val)) print(f" -> Bucket 0: {len(bucket_0)} records") print(f" -> Bucket 1: {len(bucket_1)} records") # Check which bucket still overflows if len(bucket_0) > bucket_capacity: print(f" -> Bucket 0 still overflows! Cascading split needed.") bucket_records = bucket_0 elif len(bucket_1) > bucket_capacity: print(f" -> Bucket 1 still overflows! Cascading split needed.") bucket_records = bucket_1 else: print(f" -> Split successful! Both buckets within capacity.") break depth += 1 print(f"\nFinal depth after cascading: {depth}") print(f"Total splits required: {depth}") demonstrate_cascading_splits() # Output:# All records share 8 prefix bits# First split will occur at depth 1# Minimum depth for separation: 9## Depth 1: Bucket has 5 records (capacity 2)# -> Splitting at depth 1# -> Bucket 0: 5 records# -> Bucket 1: 0 records# -> Bucket 0 still overflows! Cascading split needed.# ... (continues until depth 9)Cascading splits are symptoms of poor hash function design or adversarial input. Production systems mitigate this by: (1) using cryptographic-quality hash functions with uniform distribution, (2) implementing maximum depth limits with overflow to avoid unbounded cascading, and (3) monitoring for abnormal split patterns that might indicate hash collision attacks.
In production database systems, multiple transactions operate concurrently. Growth operations must not corrupt the index or cause incorrect query results.
Concurrency Challenges:
Readers during splits: A query might access a bucket while it's being split. The query must see either the pre-split or post-split state—never an inconsistent mix.
Writers during splits: Multiple inserts to the same bucket might both trigger splits. Only one split should occur.
Directory updates: In Extendible Hashing, directory doubling affects all lookups. This global operation requires careful synchronization.
Common Solutions:
Why Linear Hashing Simplifies Concurrency:
Linear Hashing's predictable split pattern provides concurrency advantages:
Known split target: The split pointer tells us exactly which bucket will split next. Other buckets can be accessed freely.
No directory contention: Without a shared directory structure, there's no global bottleneck.
Bounded overflow: Even if splits lag behind, overflow chain length is bounded by the split pointer's progress.
These properties make Linear Hashing popular in concurrent environments where predictability is valued over optimal space utilization.
PostgreSQL's hash index uses a variant that combines directory-style addressing with careful locking protocols. Oracle Database provides hash clusters that use Linear Hashing principles. Both implement sophisticated concurrency controls that go beyond simple locking—including buffer management integration and write-ahead logging for crash recovery.
We've examined the complete growth handling lifecycle in dynamic hashing—from detecting overflow to executing splits to managing concurrent access. Here are the key insights:
What's Next:
Growth is only half the story. When data is deleted, indexes should reclaim space by shrinking. The next page explores shrinkage handling—how dynamic hashing systems merge underutilized buckets, reduce directory size, and maintain efficiency as data volumes decrease.
You now understand how dynamic hashing systems grow gracefully under insertion load. You can trace the complete split process for both Extendible and Linear Hashing, and you appreciate the concurrency considerations that production implementations must address.