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We have established what equivalence means (F ≡ G iff F⁺ = G⁺) and how to derive FDs. Now we address the practical challenge: Given two concrete FD sets F and G, how do we efficiently and correctly determine if they are equivalent?
This is not merely an academic exercise. Testing equivalence is required in numerous real-world scenarios:
By the end of this page, you will master the standard equivalence testing algorithm, understand why naive approaches fail, be able to implement efficient equivalence checks, handle edge cases and special scenarios, and apply these techniques to real database design problems.
The most straightforward interpretation of the definition suggests: compute F⁺, compute G⁺, and check if they're equal. This approach is theoretically correct but practically impossible.
Why Full Closure Computation Fails
The closure F⁺ of an FD set can be astronomically large. For a relation with n attributes:
Full closure computation is exponential in the number of attributes. For any practical schema, this approach is computationally infeasible. We need a smarter algorithm that avoids enumerating the full closure.
The Key Insight
We don't need to compute the full closure. Instead, we exploit the mutual coverage characterization:
$$F \equiv G \iff (F\ \text{covers}\ G) \land (G\ \text{covers}\ F)$$
To test if F covers G, we only need to check that each FD in G is derivable from F. We never enumerate FDs not in G.
Similarly for G covering F.
This reduces the problem from exponential (enumerate all FDs) to polynomial (check each FD in the given sets).
The efficient algorithm for testing F ≡ G uses attribute closure to verify mutual coverage.
Algorithm: EQUIVALENT(F, G)
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function EQUIVALENT(F, G): """ Tests if F ≡ G (F and G have the same closure). Returns true if equivalent, false otherwise. Time Complexity: O((|F| + |G|) × max(|F|, |G|) × |attributes|) """ # Step 1: Check if F covers G for each (X → Y) in G: closure_X_under_F = ATTRIBUTE_CLOSURE(X, F) if Y ⊄ closure_X_under_F: return false # G has an FD not derivable from F # Step 2: Check if G covers F for each (X → Y) in F: closure_X_under_G = ATTRIBUTE_CLOSURE(X, G) if Y ⊄ closure_X_under_G: return false # F has an FD not derivable from G # Both directions verified return true function ATTRIBUTE_CLOSURE(X, FD_set): """ Computes X⁺ under the given FD set. Standard fixed-point algorithm. """ closure = X changed = true while changed: changed = false for each (A → B) in FD_set: if A ⊆ closure and B ⊄ closure: closure = closure ∪ B changed = true return closureCorrectness Proof
If the algorithm returns true: Every FD in G is in F⁺ (Step 1 passed), and every FD in F is in G⁺ (Step 2 passed). Hence F covers G and G covers F, so F ≡ G.
If F ≡ G: Then F⁺ = G⁺, so every FD in G is in G⁺ = F⁺ (checked in Step 1), and every FD in F is in F⁺ = G⁺ (checked in Step 2). The algorithm returns true.
Contrapositive: If the algorithm returns false, then either some FD in G is not in F⁺, or some FD in F is not in G⁺. Either way, F⁺ ≠ G⁺, so F ≢ G.
Complexity Analysis
Let:
|F| = n₁ (number of FDs in F)
|G| = n₂ (number of FDs in G)
|U| = k (number of attributes)
Step 1: n₂ calls to ATTRIBUTE_CLOSURE, each O(n₁ × k)
Step 2: n₁ calls to ATTRIBUTE_CLOSURE, each O(n₂ × k)
Total: O((n₁ × n₂ + n₂ × n₁) × k) = O(n₁ × n₂ × k)
This is polynomial—specifically, low-degree polynomial—making the algorithm highly practical.
Let's walk through a complete equivalence test with detailed computations.
Problem:
Let U = {A, B, C, D} with:
Determine if F ≡ G.
Step 1: Check if F covers G
For each FD in G, verify it's derivable from F.
FD: A → B
FD: B → CD
Result: F covers G ✓
Step 2: Check if G covers F
For each FD in F, verify it's derivable from G.
FD: A → B
FD: B → C
FD: A → C
FD: C → D
Result: G does NOT cover F ✗
The FD C → D is in F but cannot be derived from G. Therefore F⁺ ≠ G⁺, and the sets are NOT equivalent. F is 'stronger' than G—it imposes an additional constraint (C → D) that G doesn't capture.
Interpretation:
The sets F and G share some constraints but differ in an important way:
In G, knowing C alone doesn't tell you D. You need B (which determines C and D together). In F, even knowing just C is enough to determine D.
This is a real semantic difference—databases designed with F vs. G behave differently for certain updates.
The equivalence testing algorithm handles several special cases correctly. Understanding these ensures you don't make mistakes in edge scenarios.
Case 1: Empty FD Sets
The algorithm handles this: Step 1 vacuously passes (no FDs in G to check), Step 2 fails immediately on the first non-trivial FD in F.
Case 2: Identical FD Sets
If F = G, then trivially F ≡ G. The algorithm confirms this: every FD checked is in the same set it's being derived from.
Case 3: Subset Relationship
If F ⊂ G (F is a proper subset of G), they might or might not be equivalent:
Wait—actually if F ⊂ G, then G covers F (since every FD in F is in G and thus in G⁺). But does F cover G?
This happens when G contains redundant FDs.
Case 4: Trivial FDs Only
An FD set containing only trivial FDs (like {A → A, AB → A, AB → B}) is equivalent to the empty set. Both have closures containing exactly the trivial FDs.
Case 5: Different Attribute Sets
Strictly speaking, equivalence is defined for FD sets over the same attribute set U. If F and G mention different attributes, we extend each set's attribute universe to the union before comparing. FDs involving 'new' attributes are handled normally.
Case 6: Composite vs. Singleton RHS
As established earlier, {A → BC} ≡ {A → B, A → C}. The algorithm correctly verifies this:
Before running the full equivalence test, quickly check if one set is much smaller than the other. If |F| << |G|, consider whether all extra FDs in G could be derived from F. A quick sanity check can save computation time.
When implementing equivalence testing in real software, several practical considerations arise.
Data Structure Choice
Representing FD sets efficiently matters:
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from typing import List, Set, Tuple # FD represented as (LHS: frozenset, RHS: frozenset)FD = Tuple[frozenset, frozenset] def attribute_closure(x: frozenset, fds: List[FD]) -> frozenset: """Compute X⁺ under the given FD set.""" closure = set(x) changed = True while changed: changed = False for lhs, rhs in fds: if lhs <= closure and not rhs <= closure: closure |= rhs changed = True return frozenset(closure) def covers(f: List[FD], g: List[FD]) -> bool: """Check if F covers G (every FD in G derivable from F).""" for lhs, rhs in g: closure = attribute_closure(lhs, f) if not rhs <= closure: return False return True def equivalent(f: List[FD], g: List[FD]) -> bool: """Check if F ≡ G (mutual coverage).""" return covers(f, g) and covers(g, f) # Example usageF = [ (frozenset({'A'}), frozenset({'B'})), (frozenset({'B'}), frozenset({'C'})),]G = [ (frozenset({'A'}), frozenset({'B'})), (frozenset({'B'}), frozenset({'C'})), (frozenset({'A'}), frozenset({'C'})),] print(f"F ≡ G: {equivalent(F, G)}") # TrueOptimization Opportunities
Early termination: Stop as soon as one FD fails the coverage check
Order FDs strategically: Check FDs with larger RHS first—they're more likely to fail coverage
Cache closures: If testing equivalence repeatedly (e.g., iterating toward canonical cover), cache computed closures
Parallel checking: The coverage checks for different FDs are independent; parallelize across FDs
Incremental testing: If comparing F to a modified version F', only re-check affected FDs
For schemas with ≤64 attributes, representing attribute sets as 64-bit integers enables O(1) subset tests and set operations. This can speed up closure computation by an order of magnitude compared to set data structures.
Let's examine how equivalence testing appears in real database design workflows.
Scenario 1: Validating Canonical Cover Computation
After computing a canonical cover Fc from F, we must verify Fc ≡ F:
Fc = COMPUTE_CANONICAL_COVER(F)
assert EQUIVALENT(F, Fc), "Canonical cover computation failed!"
This is a critical correctness check. If the canonical cover algorithm has a bug, equivalence testing catches it.
Scenario 2: Schema Migration
When migrating from database D1 to D2, constraints may be expressed differently:
F1 = EXTRACT_FDS(D1.schema)
F2 = EXTRACT_FDS(D2.schema)
if not EQUIVALENT(F1, F2):
print("Warning: Schema migration changes constraints!")
print("FDs in F1 not derivable from F2:", FIND_UNCOVERED(F1, F2))
print("FDs in F2 not derivable from F1:", FIND_UNCOVERED(F2, F1))
Scenario 3: Normalization Verification
After decomposing R into R1, R2, ..., Rn, verify dependency preservation:
F_original = FDs of R
F_projected = UNION(PROJECT(F_original, Ri.attributes) for each Ri)
if F_projected covers F_original:
print("Decomposition preserves dependencies")
else:
print("Decomposition DOES NOT preserve dependencies!")
print("Lost FDs:", FIND_UNCOVERED(F_original, F_projected))
Note: For dependency preservation, we only need F_projected to cover F_original, not full equivalence. F_projected might have additional FDs that weren't in F_original.
Scenario 4: Automated FD Discovery Validation
Data profiling tools discover FDs from data. To validate:
F_documented = FDs from schema documentation
F_discovered = FDs from data profiling tool
if not EQUIVALENT(F_documented, F_discovered):
print("Discrepancy between documented and actual constraints!")
# Investigate: is documentation outdated, or is data violating constraints?
When equivalence testing fails, report which FDs couldn't be covered in which direction. This diagnostic information guides investigation and repair. Simply returning 'not equivalent' without details is unhelpful.
Equivalence testing is one of several related computational problems involving FDs. Understanding the relationships helps choose the right tool.
Problem: Membership Testing
Given F and an FD X → Y, is X → Y in F⁺?
Solution: Compute X⁺_F. Check if Y ⊆ X⁺_F.
This is a single attribute closure computation—O(|F| × |attributes|).
Problem: Coverage Testing
Given F and G, does F cover G?
Solution: Check if each FD in G is derivable from F (membership test for each).
This is |G| membership tests—O(|G| × |F| × |attributes|).
Problem: Equivalence Testing
Given F and G, is F ≡ G?
Solution: Does F cover G AND G cover F?
This is two coverage tests—O((|F| + |G|) × max(|F|, |G|) × |attributes|).
| Problem | Question | Method | Complexity |
|---|---|---|---|
| Membership | Is X → Y in F⁺? | Attribute closure | O(|F| × k) |
| Coverage | Does F cover G? | |G| membership tests | O(|G| × |F| × k) |
| Equivalence | Is F ≡ G? | 2 coverage tests | O((|F|+|G|) × n × k) |
| Superkey test | Is X a superkey? | Check if X⁺ = U | O(|F| × k) |
| Candidate key test | Is X a candidate key? | Superkey + minimality | O(|X| × |F| × k) |
Hardness Results
While equivalence testing is polynomial, some related problems are harder:
Equivalence testing occupies a sweet spot: important, non-trivial, but efficiently solvable.
We have developed a complete understanding of how to test FD set equivalence, from the theory that makes it possible to the algorithms that make it practical.
What's Next:
Now that we can test equivalence efficiently, the final page in this module explores Practical Applications of FD set equivalence. We'll see how equivalence testing integrates with canonical cover computation, normalization algorithms, and real-world database design workflows.
You now have complete command of equivalence testing algorithms. From understanding why naive approaches fail to implementing efficient solutions, you can verify FD set equivalence correctly and efficiently. Next, we apply this knowledge to practical database design scenarios.